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16 Jun 2022, 7:05 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan –…Read the Full Press ReleaseHave a securities law question? [read post]
18 Oct 2011, 9:00 am
Additionally, the Health Care Forum led into the October Economic Club Luncheon where Dennis Swan, President and CEO of Sparrow Health System, gave the keynote presentation. [read post]
14 May 2011, 3:20 pm
Judge Nancy Gertner kicks ass. [read post]
16 Jun 2022, 8:53 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Best Interest Obligation regulations (commonly referred to as Regulation Best Interest or Reg BI) when they recommended and sold unrated, high-risk debt security known as L Bonds to retirees and… [read post]
17 Jun 2022, 7:23 am
According to a press release on June 16, 2022, the Securities and Exchange Commission charged registered broker-dealer Western International Securities, Inc. and five of its brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Reg BI (Regulation Best Interest) when they recommended and sold bond offerings from GWG Holdings, an unrated, high-risk debt security to retirees and other retail investors. [read post]
18 Dec 2023, 9:04 am
"It seems to have amused people a couple centuries ago:1749 Miss Nancy was, in vulgar Language, soon made an honest Woman. [read post]
8 Sep 2017, 5:50 am
Second paragraph at the NYT:[Thursday morning, Trump] picked up the phone and called the two Democratic congressional leaders, Senator Chuck Schumer of New York and Representative Nancy Pelosi of California. [read post]
17 Jun 2022, 12:03 pm
The subject of the Complaint was Western International Securities, and five of its registered brokers, Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan. [read post]
5 Aug 2022, 8:00 am
Notable Events of the Week: “House Speaker Nancy Pelosi (D-Calif.) arrived in Taiwan late Tuesday, defying Chinese warnings against visiting the self-ruled island that Beijing claims as its territory and setting the stage for a sharp escalation in tensions between China and the United States. [read post]
10 May 2020, 3:58 pm
But "black swans" occasionally do emerge, and the rest of us pay the price for the incompetence of the ruling elites. [read post]
26 May 2011, 6:11 am
Here are today's leading legal headlines from Wise Law on Twitter:Canada drops 240 'smart' bombs on Libya, won't reveal cost of mission - http://goo.gl/WcwWR Lawyer with $160K in School Debt Develops Student-Loan Practice Niche - http://goo.gl/f8zsNReport: Key Serb war criminal may be in custody -http://goo.gl/DTBrDDon't force Supreme Court judges to be bilingual - London Free Press - http://goo.gl/FqrzsSexual harassment charges files against French government minister -… [read post]
12 Sep 2018, 4:22 am
”“But one last word of caution,” she wrote, “if I ever take a swan-dive off a high building, investigate. [read post]
27 Oct 2011, 2:13 pm
Nancy J. [read post]
3 Dec 2011, 4:05 am
Of course, a thoughtful terrorist would be more likely to make the decoration appear to be something that would draw less attention, like a beautiful mermaid or a stately swan, rather than a gun. [read post]
2 Jan 2022, 12:55 pm
” Nancy Hudes and I are now publishing a new blog at www.ESGLegalSolutions.com (.. yes, this blog will continue). [read post]
24 Apr 2015, 10:49 am
Nancy Utley, President, Fox Searchlight Pictures: some interesting stuff about getting films at film festivals—you could see why she got into this business. [read post]
1 Jun 2016, 2:25 pm
Relational Crime Panelist: Cynthia Godsoe, Brooklyn Law School Commentator: Sarah Swan 2. [read post]
22 Jul 2011, 9:14 am
Louis Audubon Society, Salem Audubon Society, Saving Birds Thru Habitat, The Trumpeter Swan Society, Western Nebraska Resources Council and Wisconsin Audubon Council. 06/17/2011 Sophie Osborn Wyoming Outdoor Council 06/17/2011 Ken McDonald Pacific Flyway Council 06/17/2011 Jerre Ann Stallcup Conservation Biology Institute 06/17/2011 Robyn Kullas Bird Smart Wind Supporters 06/17/2011 Jim Peugh San Diego Audubon Society 06/17/2011 Brett Dumas Idaho Power Company 06/17/2011 … [read post]
6 Jun 2023, 2:15 pm
Swan, Internet Law: A Concise Guide to Regulation Around the World (2022). 48. [read post]
8 Jan 2012, 6:00 am
Book: the black swan. [read post]
